Securities and Exchange Commission
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Self-Regulatory Organizations; Proposed Rule Changes: NYSE Alternext US LLC 
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Self-Regulatory Organizations; Proposed Rule Changes: Boston Stock Exchange, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.
Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission
Self-Regulatory Organizations; Proposed Rule Changes: American Stock Exchange LLC
Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.
November 13, 2008.
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC
Meetings; Sunshine Act
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Meetings; Sunshine Act
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co.
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC
Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Joint Industry Plan: Order Approving the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by the Chicago Stock Exchange, Inc., et al
Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Wells Fargo Funds Trust, et al.; Notice of Application
Applications for Deregistration under Section 8(f) of the Investment Company Act (1940)
In a given calendar month, an SLP is required to maintain a bid or an offer at the NBB or NBO on the Exchange averaging at least 5% of the trading day in round lots for each assigned security (see Rule 107B(a)). If an SLP fails to meet the 5% quoting requirement for three consecutive calendar months in any assigned security, the SLP Liaison
Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc
Allianz Life Insurance Company of North America, et al; Notice of Application
Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc
Non-Regulatory Penalties If an SLP fails to meet the 5% average quoting requirement for any assigned security, the SLP may be subject to non-regulatory penalties imposed by the SLP Liaison Committee (see Section (i) of the proposed Rule). Such non-regulatory penalties include: (1) Denial of the financial rebate; (2) removal of one or more assigned securities from the SLP; and (3) disqualificatio
Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.
Approval of Investment Adviser Registration Depository Filing Fees
Meetings; Sunshine Act
Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E
Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: American Stock Exchange LLC, et al.
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: Boston Stock Exchange, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC
Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.
Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.; Correction
Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.; Correction
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.
Reserve Municipal Money-Market Trust, et al.; Notice of Application and Temporary Order
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