Securities and Exchange Commission

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Self-Regulatory Organizations; Proposed Rule Changes: NYSE Alternext US LLC

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on November 19, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Boston Stock Exchange, Inc.

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

Posted on November 19, 2008

Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: American Stock Exchange LLC

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

Posted on November 19, 2008

November 13, 2008.

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc.

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC

Posted on November 19, 2008

Meetings; Sunshine Act

Posted on November 19, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on November 18, 2008

Meetings; Sunshine Act

Posted on November 18, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.

Posted on November 18, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

Posted on November 18, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, Inc.

Posted on November 18, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.

Posted on November 18, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co.

Posted on November 18, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 18, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.

Posted on November 18, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 18, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 18, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC

Posted on November 18, 2008

Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC

Posted on November 13, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 13, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.

Posted on November 13, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.

Posted on November 13, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 13, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 13, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

Posted on November 13, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on November 13, 2008

Joint Industry Plan: Order Approving the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by the Chicago Stock Exchange, Inc., et al

Posted on November 13, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, Inc.

Posted on November 13, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC

Posted on November 12, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.

Posted on November 12, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC

Posted on November 12, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.

Posted on November 7, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 7, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 7, 2008

Wells Fargo Funds Trust, et al.; Notice of Application

Posted on November 6, 2008

Applications for Deregistration under Section 8(f) of the Investment Company Act (1940)

Posted on November 6, 2008

In a given calendar month, an SLP is required to maintain a bid or an offer at the NBB or NBO on the Exchange averaging at least 5% of the trading day in round lots for each assigned security (see Rule 107B(a)). If an SLP fails to meet the 5% quoting requirement for three consecutive calendar months in any assigned security, the SLP Liaison

Posted on November 6, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

Posted on November 6, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.

Posted on November 6, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC

Posted on November 6, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on November 6, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.

Posted on November 6, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on November 5, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc

Posted on November 5, 2008

Allianz Life Insurance Company of North America, et al; Notice of Application

Posted on November 5, 2008

Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.

Posted on November 5, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc

Posted on November 5, 2008

Non-Regulatory Penalties If an SLP fails to meet the 5% average quoting requirement for any assigned security, the SLP may be subject to non-regulatory penalties imposed by the SLP Liaison Committee (see Section (i) of the proposed Rule). Such non-regulatory penalties include: (1) Denial of the financial rebate; (2) removal of one or more assigned securities from the SLP; and (3) disqualificatio

Posted on November 5, 2008

Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC

Posted on November 5, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.

Posted on November 5, 2008

Approval of Investment Adviser Registration Depository Filing Fees

Posted on November 5, 2008

Meetings; Sunshine Act

Posted on November 4, 2008

Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E

Posted on November 4, 2008

Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.

Posted on November 4, 2008

Self-Regulatory Organizations; Proposed Rule Changes: American Stock Exchange LLC, et al.

Posted on November 3, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on November 3, 2008

Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.

Posted on November 3, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Boston Stock Exchange, Inc.

Posted on November 3, 2008

Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC

Posted on November 3, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.

Posted on November 3, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.; Correction

Posted on November 3, 2008

Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.; Correction

Posted on October 30, 2008

Agency Information Collection Activities; Proposals, Submissions, and Approvals

Posted on October 30, 2008

Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC

Posted on October 30, 2008

Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

Posted on October 30, 2008

Reserve Municipal Money-Market Trust, et al.; Notice of Application and Temporary Order

Posted on October 30, 2008